Percentage of Documents in the Top 1%

Definition

Percentage of publications in the top 1% based on citations by category, year, and document type.

When to Use It

  • Research excellence: % Documents in Top 1% is an indicator of research excellence, as only the most highly cited papers would make the top 1% in their respective field, year, and document type.
  • Large datasets: % Documents in Top 1% is best used with large datasets such as the accumulated publications of an institution, country or region, and for a publication window of several years.

Limitations and Precautions

Small datasets: Although the top 1% is a relevant measure of excellence, by its nature it is typically only a small percentage of any document set and therefore the statistical relevance of small sample sizes is a significant concern. This, along with the % Documents in Top 10% indicator, should be used with a great deal of caution when looking at small datasets such as the output of an individual researcher.

Top 10%: % Documents in Top 1% can be used in conjunction with other indicators to provide a more complete picture of performance. It is complemented very well by the % Documents in Top 10% indicator, giving a broader picture of high performance (10%) and excellence (1%). The % Documents in Top 10% is also more appropriate than the % Documents in Top 1% when the size of the dataset is smaller, but is still more appropriate for large to medium size datasets.

How It's Calculated

Top 1% most cited documents (as defined in the description of the Average Percentile indicator) in a given subject category, year, and publication type ÷ total number of documents in a given set of documents = % Documents in Top 1%

How to Interpret It

A higher value is considered to be higher performance. A value of “1” for a set of documents represents that 1% of the publications in that set are in the top 1% of the world regardless of subject, year, and document type and would therefore be considered to be performing at the same level as world average. A value above “1” represents that more than one percent of papers in the set are in the top 1% of the world and a value of less than “1” would represent that less than 1% of the papers in the set are in the top 1% of the world.

Complementary Indicators

  • % Documents in Top 10%
  • Category Normalized Citation Impact
  • Journal Normalized Citation Impact
  • Average Percentile